Peter serves as Wealth Advisory Group’s Agency Control Officer. His primary responsibility is to ensure that sales activities are conducted in a manner consistent with applicable regulatory and compliance standards. In other words, he plays a large role in assisting us with the overarching goal, and number one priority, to protect our clients, our agents, Park Avenue Securities & Guardian.
Peter possesses a wealth of experience as a former Chief Compliance Officer and Operations Manager of small investment firms. Peter holds his Series 4, Series 24, Series 27, Series 53, Series 7 & Series 63 licenses.
Peter lives in Amityville, NY. He earned a Bachelor of Science degree in Business Administration from the New York Institute of Technology. He has one son and enjoys playing competitive indoor and outdoor volleyball. Peter is a fanatical New York Rangers fan, and most importantly, is a connoisseur of Classic Rock & Roll.
Registered Representative & Investment Advisor of Park Avenue Securities, Financial Representative of Guardian.